Code of Conduct for Investor Relations Officer
KCG Corporation Public Company Limited
The Company places the importance on the accuracy and equality of the disclosure of information, including the Company operating performance and other information. Thus, the Company has established an Investor Relations Department for communication between the investors and the Company. To ensure that the Company’s investor relations officers perform duties accurately, completely, transparently, equitably, and fairly, thus, the Company has outlined the Code of Conduct for Investor Relations Officer (IRO) as a guideline for the operation as follows:
- Conduct duties with integrity and professional manner.
- Disclose effectively to ensure that all stakeholders. receive accurate, timely and precise information on equal basis in accordance with the rules and regulations of the relevant authorities such as the SEC and the SET.
- Ensure that relevant stakeholders are able to access and inquire for necessary information.
- Confidential information and any inside information for personal benefits are strictly prohibited.
- Regularly update wider knowledge, rules and regulations to enhance IRO's effectiveness.
- Silent period for 14 days before the announcement date of Company’s performance, financial statements or significant information that may impact the value of Company’s shares, IROs shall not conduct any meeting with any investor or analyst 14 days before such announcement date.
- IROs are prohibited to trade (sell and /or purchase) the company stock 30 days before accounting period end date and 24 hours after the Company has disclosed such financial statement to SET.
